FAS2240 controller into DS4243/DS4246/DS424x chassis

If you have a venerable old FAS2240 or FAS255x, you can turn it into a disk shelf, by swapping the controllers with embedded IOM6 (IOM6E) for regular IOM3 or IOM6 controllers, and adding it as a shelf to a different controller.

The opposite however is not always true. It is not supported to turn a disk shelf into a FAS2240, but there are instances where it might be required or desirable, and I’ve seen people hit it a couple of times.

The FAS2240 PCM / IOM6E will work in any DS2246. However, while the DS4246 and DS4243 share an enclosure (the DS424), there are two revisions, and the FAS22xx/25xx only work in the newer one of them, which has better cross-midplane ventilation. Placing them in the older version results in a “FASXXX is not a supported platform” message and failure to boot.

The original version, X558A (430-00048) doesn’t support the embedded PCM/IOM6Es, while the X5560 (430-00061) does. If the shelf was shipped new after April 2012, it is probably the X5560. Some earlier may be also.

Edit 2018-01-23: Chemten on reddit gives a really good hint

“Just take the drives out of the first column and look at the board. 2008 stamp, no bueno for controller but ok for newer IOM. 2010 or later, takes anything.”

ONTAP 9.2 and the newest generation of platforms don’t support the out of band ACP connections on the DS4243/DS4246. With the newer ACP firmwares, the DS4246/IOM6 can do in-band ACP, but that isn’t an option for the DS4243. Despite what the product brief and other documents say, the DS4243 can be upgraded to a DS4246 with an IOM6 swap, and even more interestingly, they can both be converted into a DS424C with new IOM12/IOMC modules. This is officially a disruptive operation, but I’ve seen some people claim they have done it live without problems. YMMV. You might want to move to IOM12 as the SAS stack runs at the lowest speed, and the new platforms (FAS8200/2600/9000/700s) use the new SFF-8644 SAS connection, instead of the QSFP connections used previously. NetApp makes transition cables between the two, but I can assure you that you never have enough in the right lengths.

ONTAP – Why and why not to have one LIF per NFS volume

LIFs, or logical interfaces, are the interfaces from outside world to the storage of a NetApp system. There is a many to one relationship of LIFs to ports. From the early days of Clustered ONTAP, NetApp has given advice to have one LIF per datastore on VMware. There are more general purpose use-cases for this as well.

But it’s not always worth it.

The justification for a 1:1 LIF to volume mapping has been to allow a volume to move between nodes, and to move the LIF to the other node, to avoid indirect access for longer than a few moments.

Indirect access is when IP traffic comes into one node (for example N1), while the volume is on another node (say N2 – but it could be on another HA pair in another cluster). This means the data is pulled off disk on N2, goes over the cluster interconnect switching network, and then out of N1. This adds front end latency, and increases congestion on the cluster network, which in turn can delay cluster operations.

So, it seems like a good idea, right? Ok, if you have three datastores for VMware, for example – there are minimal overheads for having three IPs. But then – if you only have three datastores, how likely are you to move 1/3rd of the VMs from one node to the other? So that’s an argument for not doing it. But with 7 datastores, it’s much more likely to come up, and still, 7 to 10 IPs isn’t too bad. But if you have 50 datastores, it’s probably more than two nodes, so putting them all in place, managing the mapping datastores to LIFs.. there’s a lot of overhead.

Let’s have a look at WHY you might move a volume:

  1. Aggregate full – no more aggregates on original home node
  2. Controller CPU/IO high – balance workloads to another controller
  3. Equipment replacement – Moving off old equipment onto new equipment

In the third case, indirect access is ok, because it is temporary, so there’s no need for additional LIFs for that. For the other two cases, especially for VMware, there’s always the options of doing a storage vMotion to move all the VMs. For non VM workloads, it’s obviously going to be a different scenario – so the decision to weigh up is – how often do you as an admin think you’ll need to move only one or two volumes at a time? There is always an option of unmounting off a LIF on the source node and remounting from an IP on the destination.

So for my money – more than three datastores and less than ten, one LIF per datastore is probably fine. For anything else, I’d suggest just one NFS LIF per node (per SVM), and deal with preventing indirect access through other means. But I also don’t think it’s a “hard and fast” rule.

Selective LUN Mapping on ONTAP 8.3

We have a customer with a pretty kick-ass ONTAP environment that we built up last year – dual sites, each with 2x FAS8040 HA pairs in a cluster. This year we added an HA pair of AFF8080s with 48 x 3.84TB SSDs to each site, which included an upgrade to ONTAP 8.3.2.

We’re in the process of migrating from older FAS3270s with ONTAP 8.2 for these guys – we did a bunch of migrations last year, and we started again this year. Depending on application, workloads, etc we have a number of different methods for migration, but we got caught out last week with some LUN migrations.

Turns out there is a new features in ONTAP 8.3, which is turned on by default for new and migrated LUNs – selected LUN mapping. SLM reduces host failover time by only announcing paths from the HA pair hosting the LUN. But it’s only turned on for new LUNs – existing ones still show all 12 paths (2 per node). This is a bit of an odd choice to my thinking – I think it should optional if the system is already in production.

So our excellent tech working on the project, thinking it was a bug, called NetApp Support – and spent way too long being told to upgrade HUK, DSM and MPIO. Needless to say.. this didn’t work. Kinda disappointing. I’m told there’s a magic phrase you can use – “I feel this call isn’t progressing fast enough, can you please transfer me to the duty manager?”. Has this ever worked for you? Let me know in the comments 😉

What can I do with my old NetApp hardware?

I had a chance today to go through some equipment in my lab pool and try some things I’d been thinking about for a while.

  • Q: If you pull the CF card out of a FAS30xx or FAS31xx system and put it in a PC, does it boot?
  • A: Yes, kind of. It’s a standard FAT16 card, with a standard boot loader on it. However, there is no console, so it just boots up with a flashing cursor, but plug your serial cable into your PC’s serial port and you can interact with it. I tried it in a USB CF reader, and all the kernel boot options refer to IDE devices. With an older system and an IDE to CF header, it might go further, but ONTAP’s boot process has platform checks, so it will probably fail at that point
LOADER> printenv

Variable Name        Value
-------------------- --------------------------------------------------
CPU_NUM_CORES        2
BOOT_CONSOLE         uart0a
BIOS_VERSION         1.3.0
BIOS_DATE            06/22/2010
SYS_MODEL            Vostro 220 Series
SYS_REV              �P�(
MOBO_MODEL           0P301D
MOBO_REV             A02
MOBO_SERIAL_NUM      ..CN7360495H03W1.
CPU_SPEED            3000
CPU_TYPE             Intel(R) Core(TM)2 Duo CPU     E8400  @ 3.00GHz
savenv               saveenv
ENV_VERSION          1
LOADER_VERSION       1.6.1
ARCH                 x86_64
BOARDNAME            Eaglelake
  • Q: Can I use a DS14MK2/DS14MK4/EXN2000 with Linux?
  • A: Yes! Plenty of people have done it. For FC devices, there is a problem of 520 byte sectors, but for SATA(ATA) devices, the use 512 byte ones natively, so no problem. Use a PCI or PCIe FC card like the LPE11002 ($10 on ebay), then install sg3-utils (ubuntu, check your distro for its name there), and use “sg_format -s 512” on any FC drives to convert them from 520 byte sectors to 512 byte sectors, then use the device like any other.


  • Q: What about DS4243/DS4246/DS2246 shelves with Linux?
  • A: This one I’m less sure of – but it seems like it should work. I got pretty close. They are just SAS expanders. I have put a NetApp X2065 PCIe SAS HBA into a Linux system, and it is recognised as a PMC8001 SAS HBA. Plugging the shelf in (single attachment) results in the drives being recognised (same 520 byte problem for SAS drives though). Was able to create a LVM PV on a couple of SATA drives, put it into a VG, and then create an LV, but when I tried formatting the LV, it failed when it got the stage of writing superblocks. It’s probably fixable, but I don’t have the time or need to do so. It is also worth mentioning that the PMC8001 is made for rack mount systems with high airflow – inside a standard PC it gets VERY VERY hot, very quickly.
  • Update: 2017-08 – I had someone email me about this, and Youtube mysteriously suggested this video on this very topic. After some back and forth, it looks like the trick to getting it working is to pull out the second IOM from the back of the system and single attach it. This may only be needed for SATA drives with the interposer board that makes them talk SAS. I know some people who have got the DS2246 with SAS drives working without having to do this.


  • Q: What happens if I put a FlashCache (PAM II 512GB) card into a PC?
  • A: Nothing. Linux detects the PCI vendor ID as NetApp, but then doesn’t assign a class, and just says product ID of 774c.


  • Q: What if I install Linux on a CF card, then put it into a FAS3170?
  • A: Stay tuned 😉 Standard ubuntu-core won’t fit onto the 1GB supplied CF card. I’m in the process of acquiring a larger one, and I’ll try.

Adding more disks to an ADP NetApp

I have a FrankenFAS2240, made up out of parts from about 5 different systems, totally unsupported. I set it up initially with 12 drives, and then got some more and wanted to grow the ADP setup.

By default, putting these drives into the enclosure, they showed up as broken. The solution to this is from this NetApp Communities post  – once the drives are labelwiped and set to spare, they are automatically partitioned.

From there, it’s just a matter of running disk assign for the data partitions, zeroing them, then adding them! Easy!

Re-ordering shelves for NetApp FAS

No-one is perfect. I recently added some shelves to the wrong location of a stack, breaking the design rule of a single speed transition between 3G and 6G shelves, and didn’t find out until after the new disks were added to an existing aggregate. Under normal circumstances, you can officially hot remove disk shelves from a system running ONTAP 8.2.1 or later. Assuming they don’t have data on them, which these ones did.

Fortunately ONTAP doesn’t require symmetric SAS topologies, so I did the following to resolve it:

  1. Aim to recable the IOM B stack
  2. Failover and take node 2 out of service
  3. Disconnect SAS cable from node 1 (yes, node 1) to IOM B
  4. Recable IOM B’s SAS stack
  5. Disconnect node 2’s connection to the IOM A stack
  6. Bring up node 2, failback
  7. At this point, node 1 and node 2 have different, non redundant topologies
  8. Failover node 1 to node 2
  9. Recable IOM A stack
  10. Reconnect redundant connections for IOM A and IOM B to bring node 2 back into MPHA
  11. Failback to node 1

Tada, all done, non-disruptive (system is iSCSI only – CIFS without SMB3 Continuous Availablity would result in session disconnects)

I am become death, destroyer of SANs

Most people want their SAN to keep data around, with maximum resiliency. But what do you do at the end of their lives?

From time to time I get called in to do the opposite of what most people care about from SANs – destroying them. ONTAP has built in sanitization options, which perform a combination of overwrites and zeroing of drives, to enable you to securely erase the drives, and with some NetApp models, like the FAS2240 and FAS255x’s, you can convert them into disk shelves.

Sanitizing all the drives in a controller is usually a two step process – you destroy the existing aggregates, create a new basic system on a small aggregate, then run sanitize on the remaining disks, then repeat, erasing the ones used for the root volume while you’re running the first sanitize.

But there’s an easier way – disable cf, offline all the volumes except vol0, take the system down, boot to maintenance mode, destroy all the aggregates, then reassign all the drives to one controller, and create a two disk RAID4 aggregate using the two drives that were the spares from each controller previously – they won’t have had data on them, so usually no need to sanitize. Boot into ONTAP and run through the initial setup wizard (there’s a bit of hand waving here about the exact process, as it differs between 7.x and 8.x), run the sanitize, and you’re done in a single step.

To do a shelf conversion without a sanitize, similar plan – offline volumes, disable cf, boot to maintenance mode, take ownership of all the drives (using disk reassign to reassign them from their partner), then destroy the aggregates, then remove ownership from all drives and shut the system down. Then, swap the PCM/IOMEs out for real IOMs, and attach as a new shelf. The new system will need to zero the spares before you can use the drives, and it is usually half the speed of doing it from option 4 in the special boot menu (which makes it about 17 hours for 3TB SATA), but the waiting game is all part of systems administration 😉

ONTAP 8.3 – Disk Assignment policy

ONTAP 8.3 further refines how and when disks are automatically assigned. There are now 4 options for the disk auto-assignment policy – bay, shelf, stack and default. For heavy reading, check out the ONTAP 8.3 Physical Storage Management guide.

If “bay” is chosen, disks in odd-number bays are assigned to the same controller, and disks in even numbered bays are assigned to the same controller. If “stack” is chosen, all drives in the same stack are assigned to the same controller, and if “shelf” is chosen, all drives in the same shelf are assigned to the same controller.

Default is an interesting one – on the FAS22xx and FAS25xx, it means “bay”, on everything else, it means “stack”. If you have a single stack on an 8020? Well, you’ll need to manually set the policy to “shelf”.

Aggregate level snapshots – turn them off!

A company we deal with had a pretty nasty problem recently. They were doing some major VMWare changes, including networking, and were using Storage VMotion to move from one datastore to another, on the same aggregate.

Sounds good, right? Well, there’s a well intentioned, historic, feature in NetApp’s Data ONTAP, of aggregate snapshots. The problem this company faced was due to aggregate level snapshots – while they are set to auto-delete, the blocks are not immediately freed (but the space looked available). There is a low priority free space reaper process that actually makes the blocks writable again. With the blocks unavailable, the aggregate was essentially full, leading to the usual result that WAFL exhaustion leads to, of glacial latency, which reduces the effectiveness of the space freeing process too, making it even worse. And in this case, a whole company going home. Background freeing of blocks is one of those features that makes sense – but as aggregates got bigger and bigger, and over 16TB, there exists a greater impact of whole-volume scan operations.

Normally you make snapshots of volumes, for connected system backups, recovery, etc. Aggregate level ones were a failsafe of last resort for ONTAP. From really early days, NetApp systems have had a battery to keep the NVMEM cache alive, even if the system looses power. When it comes back on, those changes are flushed to disk, and WAFL is once again consistent. The batteries used in the time I’ve dealt with NetApp have allowed for a 72 hour power outage. At times, however, this is not enough. ONTAP will boot, and find WAFL is inconsistent, and run essentially a fsck (wafliron). Usually that works. Sometimes, it doesn’t, and then you have a Very Big Problem. Aggregate level snapshots can save you here – the same way a LUN snapshot might save an attached system.

This all changed with the FAS8000 series – these systems have a battery too, but they use it to de-stage the NVMEM to an SSD. This means they can withstand outages longer than 72 hours. Which means there is no need for aggregate snapshots on the FAS8020, FAS8040, FAS8060 and FAS8080EX systems. I’d go so far as to turn them off on all systems. After the problems this company faced, I’ll be doing it for everyone.

There is one downside – aggregate snapshots can save you if you delete the wrong volume. You move any other volumes off the aggregate (yay cDOT), assuming you have another one, then revert the aggregate. This risk is usually addressed with snapvaults/snapmirrors/backup software, but it’s worth remembering. Aggregate snapshots are also used by syncmirror and Metrocluster, as outlined in this article, but in my market segment, these aren’t major uses.

This KB from NetApp recommends they be turned off for data aggregates, which like flow control on 10GbE ports, makes you wonder why this isn’t the default setting. So, check your systems folks, and turn off your aggregate snapshots, especially if you have FAS8000 systems.

Converting a NetApp FAS22xx or FAS25xx or AFF system to Advanced Drive Partitioning

ONTAP 8.3 is out right now as a release candidate, which means you can install it, but systems aren’t shipping with it. If you’re installing a new one of these entry level systems, consider carefully if it’s the right choice. From my point of view, it is, as you get much better storage efficiency. You should plan to do an upgrade from 8.3RC1 to 8.3 in Feb-Mar 2015, but with Clustered ONTAP, and the right client and share settings, it can be totally non disruptive (even to CIFS). It’s worth noting too, that for now at least, if you need to replace an ADP partitioned drive, you will probably need to call support for assistance (but it’s a free call, and they love to learn new stuff)

If you want to convert straight out of the box, it’s pretty easy:

  1. Download ONTAP 8.3 from support.netapp.com, the installable version, and put it in an http accessible location
  2. Control-C at startup time to get to the boot menu. Choose option 7 – install new software first, and enter the URL of the 8.3RC1 image from your webserver
  3. Once 8.3 is installed on the internal boot device, boot into maintenance mode from the boot menu and unassign all drives from each node – this isn’t covered in NetApp’s current documentation, but is required
  4. Reboot each node, and then choose option 4 – wipeconfig. Once the wipe is finished, the system will use ADP on the internal drives and be ready to setup

Setup of the FAS22xx and FAS25xx systems can be as easy or as complex as you’d like. They come with a USB key to run a GUI setup application, so you never need to touch the serial connection, but I’ve never used it, and the version on the key probably doesn’t support 8.3RC1, so I just do initial node and cluster setup from the CLI. Another great benefit with 8.3 is that there is now a built in OnCommand System Manager on the cluster management – so no need to ensure there’s always a machine with the right version of Java and Flash on.

Theoretically, you might be able to do a conversion to ADP with data in place by relocating all of the data to one node, and unowning and reformatting the other one, then re-joining to the cluster. I haven’t been in a position to try it, but if you have, I’d be interested to know how it went (email me@thisdomain). Some caveats on an ADP conversion – you need to have at least 4 disks per node for ADP – so the 3 current root aggr drives, and one spare. Ideally re-locate your data to the surviving node using vol move, not aggregate relocation. Then once one node is converted, vol move everything to a data aggregate the converted node, then do the same thing to the unconverted one.

Disk slicing gives you a very valid option of a true active/passive configuration, one which was never really possible with even 7 mode. The root and the data partitions do not need to be assigned to the same node. You can assign all the data partitions to one node, while just leaving enough root partitions on the passive node, or go for the traditional active/active of two data aggregates – one per node. There are some pretty big caveats for disk spares and the importance of quick replacement of failed drives, but on a FAS2520, it’s probably worth it.

I have started writing a post on active/active vs active/passive configs a couple of times, but put it off in favour of waiting till ADP was available. The basic thought is that you want a node to be able to takeover for its HA parter without service degradation, so you want to keep each node below 50% utilization, so it would be the same as running all workloads on a single system, but maybe you’ll accept some degradation in favour of getting more use out of the system. You have lots of choices. One thing to consider is processor affinity – with more processor cores, there’s less need to schedule CPU time to volume operations, and running on more processors (ie, both nodes) gives you access to more cores. But on a FAS2520, how many volumes are you likely to have?